Capital Markets Consortium brings together participants from different segments of the industry to discuss common challenges and exchange ideas via cutting-edge educational and networking events that don’t eat up your budget or schedule. Join our relaxed, information-packed breakfast and luncheon conferences to connect with your peers and keep up-to-date on the complex challenges facing the capital markets industry.
Upcoming Events
Benefits and Shortcomings of SEC Market Access Rule 15c3-5 and Cost of Implementation
February 8, 2012, New York City, Breakfast Conference 7:30am - 10:00am
This event will address the benefits and shortcomings of Rule 15c3-5 and asses the cost of implementing this rule. Given that this rule was created without any collaboration between the SEC, CFTC or global regulatory bodies, the speakers will highlight the missed opportunities for a true multi asset regulatory reform and the challenges of implementing a rule just for SEC regulated financial instruments from a compliance, operational and technology perspective.
Recent Event Recordings
Complying with Cost Basis Legislation: The Issues and Challenges for Banks, Brokers and Mutual Funds
State of the Hedge Fund Industry
Hedge Funds - Getting to the Next Level
Algos Gone Wild: Electronic Trading Risk
Collateral Management: Toward a New Paradigm
High Frequency Trading: Market Structure, Technology & Regulation