7:15 - 7:30

Registration

7:30 - 8:00

Networking Breakfast

8:00 - 8:30

Keynote

STEVIE D. CONLON, Senior Director & Tax Counsel, Risk & Compliance, Wolters Kluwer Financial Services

8:30 - 9:15

Panel One: What Steps Have Firms Taken to Comply, and Will Deadlines Be Met

STEVIE D. CONLON, Senior Director & Tax Counsel, Risk & Compliance, Wolters Kluwer Financial Services (Moderator)

BRETT GINTER, President, SMART Consulting, LLC

STEVE O'LOUGHLIN, Investment Accounting Product Manager, Eagle Investment Systems, a BNY Mellon Company

HEEREN PATHAK, Chief Technology Officer, Vestmark

9:15 - 10:00

Panel Two:  Costs, Penalties and Technology Solutions Involved, and Business Opportunities Afforded Compliant Firms

BILL SALVA, President, WJS Consulting LLC (Moderator)

VIVEK JASUJA, Head - Industry Solutions Group, Banking and Capital Markets, MphasiS an HP Company

STEPHANIE JIANETTO, Director, Citigroup

STEVE NEISS, Vice President, Tax Reporting, Broadridge Financial Solutions Inc.

BRIAN ROSS, CEO, FIX Flyer

YURI TARASOV, Vice President, Citigroup

Bayards
One Hanover Square (between Stone and Pearl Streets)
New York, NY 10004 

From West Side Highway:
Take West Side Highway to Battery Park. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From FDR:
FDR South to Exit 1 (Battery Park, Staten Island Ferry), make right on Broad St. Make right at first traffic light on Water St., go 2 traffic lights to Hanover Square and make a left.

From Brooklyn Battery Tunnel:
When exiting tunnel, stay to the left of the traffic light and turn left at the light. When making the left turn, stay right (do not go into underpass), continue on to Battery Place. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From Broadway:
Take Broadway South to Liberty Street, make a left on Liberty Street, Continue for 5 Blocks to Pearl Street. Make a right on Pearl Street, Take Pearl Street to Hanover Square

From Brooklyn Bridge:
2nd exit (FDR and Pearl St.) Make a right at traffic light. Take Pearl St. to Hanover Square.

Subway:
#2 or 3 to Wall St.
#4 or 5 to Wall St. or Bowling Green
#R or W to Whitehall St./South Ferry