Capital Markets Consortium - Electronic Trading Regulatory Initiatives

Electronic Trading Regulatory Initiatives : Description and Impact

February 10, 2011, New York City

This event explores ongoing regulatory initiatives in the U.S and their impact on market participants and investors. Regulations affecting quoting obligations, stub quotes, circuit breakers and naked access will be examined, as well as whether these initiatives promote greater transparency in the markets or unnecessarily decrease liquidity and increase costs for investors.

Agenda

7:15 - 7:30		Registration
7:30 - 8:00		Networking Breakfast
8:00 - 8:30		Keynote ROBERT COLBY, Partner, Davis Polk & Wardwell LLP
8:30 - 10:00		Interactive roundtable on challenges facing Brokers, Exchanges, High Frequency Firms and Mutual Funds in responding to ongoing regulatory initiatives ANDREW KAGAN, Vice President, Participant Services, FINRA (Moderator) ARI BURSTEIN, Senior Counsel, Securities Regulation - Capital Markets, Investment Company Institute EUGENE CHOE, Managing Director, Head of AES Americas Sales, Credit Suisse ELLEN GREENE, Vice President, NASDAQ ARZHANG KAMAREI, President, Tradeworx VLAD KHANDROS, Corporate Strategy, Liquidnet, Inc JOSEPH MECANE, Executive Vice President & Chief Administrative Officer, U.S. Markets, NYSE Euronext
Registration
Fee		$95 per person (Breakfast included) Registration is closed.
Location

Address

Bayards
One Hanover Square (between Stone and Pearl Streets)
New York, NY 10004

Direction

From West Side Highway:
Take West Side Highway to Battery Park. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From FDR:
FDR South to Exit 1 (Battery Park, Staten Island Ferry), make right on Broad St. Make right at first traffic light on Water St., go 2 traffic lights to Hanover Square and make a left.

From Brooklyn Battery Tunnel:
When exiting tunnel, stay to the left of the traffic light and turn left at the light. When making the left turn, stay right (do not go into underpass), continue on to Battery Place. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From Broadway:
Take Broadway South to Liberty Street, make a left on Liberty Street, Continue for 5 Blocks to Pearl Street. Make a right on Pearl Street, Take Pearl Street to Hanover Square

From Brooklyn Bridge:
2nd exit (FDR and Pearl St.) Make a right at traffic light. Take Pearl St. to Hanover Square.

Subway:
#2 or 3 to Wall St.
#4 or 5 to Wall St. or Bowling Green
#R or W to Whitehall St./South Ferry

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