Recent Events and Recordings:
May 21, 2013, New York City
Collateral Optimization: New Priorities and New Revenue Opportunity
May 16, 2013, New York City
Efficiency and Compliance: The Tech Revolution in Financial Services
September 19, 2012, New York City
Regulation of Investment Advisers - The Ongoing Debate
June 26, 2012, New York City
May 24, 2012, New York City
May 15, 2012, New York City
CCPs as Systemic Risk Mitigators and New CFTC Rules Governing CCPs and Customer Collateral
May 16, 2012, NYC, Breakfast Conference
February 8, 2012, NYC, Breakfast Conference
Benefits and Shortcomings of SEC Market Access Rule 15c3-5 and Cost of Implementation
January 18, 2012, NYC, Breakfast Conference
Regulation of Futures-Based ETFs in the Dodd-Frank Era
April 27, 2011, NYC, Breakfast Conference
OTC and Listed Derivatives in the wake of Dodd-Frank
April 6, 2011, NYC, Breakfast Conference
Markets in Financial Instruments Directive (MiFID II): Description and Impact
March 29, 2011, Boston, Breakfast Conference
Central Clearing of OTC Derivatives under Dodd-Frank
February 24, 2011, NYC, Breakfast Conference
OMS, EMS and Integration Alternatives
February 17, 2011, NYC, Breakfast Conference
Central Clearing of OTC Derivatives under Dodd-Frank
February 10, 2011, NYC, Breakfast Conference
Electronic Trading Regulatory Initiatives : Description and Impact
November 10, 2010, NYC, Breakfast Conference
State of the Managed Accounts Industry
November 3, 2010, NYC, Breakfast Conference
Consolidated Audit Trail Roundtable
October 12, 2010, NYC, Breakfast Conference
Algorithmic Trading and the May 6 Flash Crash
October 6, 2010, NYC, Breakfast Conference
State of Institutional Options Trading from a Liquidity, Regulatory and Technology Perspective
September 30, 2010, NYC, Breakfast Conference
Clearinghouses as Mitigators of Systemic Risk
September 29, 2010, NYC, Breakfast Conference
Redefining the Back Office to Drive Competitive Advantage and Growth
September 28, 2010, NYC,Breakfast Conference
September 23, 2010, NYC, Breakfast Conference
Complying with Cost Basis Legislation: The Issues and Challenges for Banks, Brokers and Mutual Funds
September 14, 2010,NYC, Conference
State of the Hedge Fund Industry
June 8, 2010 Breakfast Conference (NYC)
New Frontiers of OTC Derivatives Processing and Preparing for What's Coming in the Future
June 2, 2010 Breakfast Conference (NYC)
SEC Proposed Large Trader Reporting System - Key Aspects and Potential Implications
May 26, 2010 Breakfast Conference (NYC)
The Search for Block Liquidity - Cost, Risk and Complexity of achieving Best Execution
May 13, 2010 Breakfast Conference (NYC)
Global Tax Withholding & Reclamation - Regulations and Compliance
May 12, 2010 Breakfast Conference (NYC)
Re-engineering the Process and Technology for Collateral Management
April 29, 2010 Breakfast Conference (NYC)
Challenges and Opportunities Arising from Growth in Managed Accounts
April 28, 2010 Breakfast Conference (NYC)
Global High-Frequency Trading Outlook: LATAM/Brazil, Europe, Asia & Canada
Mar 29, 2010 Breakfast Conference (NYC)
SEC’s New Short Sale Rule: Implications and Ambiguities
Mar 25, 2010 Breakfast Conference (NYC)
Business Opportunities Arising from OTC Derivatives Reform Legislation
March 12, 2010 Breakfast Conference (Boston)
SEC Market Structure Concept Release: Overview and Analysis
Feb 22, 2010 Breakfast Conference
SEC Market Structure Concept Release: Overview and Analysis
Feb 18, 2010 Luncheon Conference
Hedge Funds - Getting to the Next Level
Jan 27, 2010 Breakfast Conference
Jan 13, 2010 Breakfast Conference
Algos Gone Wild: Electronic Trading Risk
Jan 13, 2010 Luncheon Conference
Derivatives Regulatory Update: Strategies for the Coming Market Reformation
Dec 15, 2009 Breakfast Conference
Collateral Management: Toward a New Paradigm
Dec 9, 2009 Breakfast Conference
High Frequency Trading: Market Structure, Technology & Regulation
Nov 18, 2009 Breakfast Conference
Oct 21, 2009 Breakfast Conference
Understanding the Carbon Emissions Market: Products, Market Structure and Regulation
Sept 10, 2009 Breakfast Conference
Market Structure and Liquidity in the US Equity Markets
Sept 10, 2009 Luncheon Conference
UMAs to UMHs: Continuing Evolution of Wealth Management