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    Regulation of Futures-Based ETFs in the Dodd-Frank Era

    January 18, 2012, New York City

    This event will highlight the critical issues raised by Dodd-Frank in the Regulation of Futures-Based ETFs and the general regulatory and logistical overview of Futures-Based ETFs.  Trading will be examined as well as whether the current regulatory environment will enable competitive, transparent and efficient markets, while encouraging liquidity.

    Agenda     

    7:15 - 7:30

    Registration

    7:30 - 8:00

    Networking Breakfast

    8:00 - 8:30

    		 

    Keynote: Impact of Regulating Futures-Based ETFs

    MICHAEL S. SACKHEIM - Partner, Sidley Austin LLP

    8:30 - 9:15

    		  

    Part One: General Structural and Regulatory Issues in Connection with Futures-based ETFs

    EDWARD J. FERRARO - Securities Regulatory Attorney (Moderator)

    THOMAS CHAMPION - Senior Director, Global Indexes and Exchange Traded Products Group, NYSE

    STEPHEN COOK - Chief Operating Officer, BNY Mellon Asset Servicing

    JAMES C. MUNSELL - Partner, Sidley Austin LLP

    9:15 - 9:30

    Break

    9:30 - 10:00

    		  

    Part Two: Dodd-Frank and the Regulation of Futures-based ETFs

    VICTOR T. W. CHIU - Counsel, Sidley Austin LLP (Moderator)

    THOMAS CHAMPION - Senior Director, Global Indexes and Exchange Traded Products Group, NYSE

    STEPHEN COOK - Chief Operating Officer, BNY Mellon Asset Servicing

    JAMES C. MUNSELL - Partner, Sidley Austin LLP
    Registration    
     

    This event was closed.
    Location    

    Address  

    Bayards
    One Hanover Square (between Stone and Pearl Streets)
    New York, NY 10004 

    Direction

    From West Side Highway:
    Take West Side Highway to Battery Park. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

    From FDR:
    FDR South to Exit 1 (Battery Park, Staten Island Ferry), make right on Broad St. Make right at first traffic light on Water St., go 2 traffic lights to Hanover Square and make a left.

    From Brooklyn Battery Tunnel:
    When exiting tunnel, stay to the left of the traffic light and turn left at the light. When making the left turn, stay right (do not go into underpass), continue on to Battery Place. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

    From Broadway:
    Take Broadway South to Liberty Street, make a left on Liberty Street, Continue for 5 Blocks to Pearl Street. Make a right on Pearl Street, Take Pearl Street to Hanover Square

    From Brooklyn Bridge:
    2nd exit (FDR and Pearl St.) Make a right at traffic light. Take Pearl St. to Hanover Square.

    Subway:
    #2 or 3 to Wall St.
    #4 or 5 to Wall St. or Bowling Green
    #R or W to Whitehall St./South Ferry

     



     

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