7:15 - 7:30

Registration

7:30 - 8:00

Networking Breakfast

8:00 - 8:15

Introduction and Overview of New Short Sale Rule

ROBERT COLBY, Counsel, Davis Polk & Wardwell LLP

8:15 - 8:40

Keynote Speaker

ERIK SIRRI, Formerly Director of SEC Division of Trading and Markets

8:40 - 9:20

Panel One: Legal and Regulatory Implications of New Short Sale Rule

GERARD CITERA, Counsel, Davis Polk & Wardwell (Moderator)

JANET M. ANGSTADT, Partner, Katten Muchin Rosenman LLP

ERIC HESS, General Counsel, Direct Edge

GARY N. DISTELL, Counsel, Cantor Fitzgerald Securities

9:20 - 10:00

Panel Two: Business Implications of New Short Sale Rule

DEBORAH MITTELMAN, Director of Product – US Equities, Lime Brokerage (Moderator)

JOSEPH MECANE, Executive Vice President & Chief Administrative Officer, U.S. Markets, NYSE Euronext

JOE WALD, Managing Director, Knight Direct

ROSS MOORE, Industry Veteran

10:00

Conference Concludes

Bayards
One Hanover Square (between Stone and Pearl Streets)
New York, NY 10004 

From West Side Highway:
Take West Side Highway to Battery Park. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From FDR:
FDR South to Exit 1 (Battery Park, Staten Island Ferry), make right on Broad St. Make right at first traffic light on Water St., go 2 traffic lights to Hanover Square and make a left.

From Brooklyn Battery Tunnel:
When exiting tunnel, stay to the left of the traffic light and turn left at the light. When making the left turn, stay right (do not go into underpass), continue on to Battery Place. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

From Broadway:
Take Broadway South to Liberty Street, make a left on Liberty Street, Continue for 5 Blocks to Pearl Street. Make a right on Pearl Street, Take Pearl Street to Hanover Square

From Brooklyn Bridge:
2nd exit (FDR and Pearl St.) Make a right at traffic light. Take Pearl St. to Hanover Square.

Subway:
#2 or 3 to Wall St.
#4 or 5 to Wall St. or Bowling Green
#R or W to Whitehall St./South Ferry