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    UMAs to UMHs: Continuing Evolution of Wealth Management

    Sept. 10, New York City

    Agenda

    11:30 - 12:00


    Evolution and Forecasts for UMAs/UMHs and Overlay Management

    VINCENT J. LEPORE, Vice President, HSBC Global Asset Management

    ANDREW CLIPPER, Director, Investment Administration Services, Securities and Fund Services, Citi Markets & Banking

    CHERYL NASH, Senior Vice President, Investment Services from Fiserv

    12:00 - 12:45

     

    Networking Luncheon with Exhibitors

    12:45 - 1:25

     

    Managing Cost and Risk in Light of Increasing Product Complexity: Current Solutions and Planning for Growth

    JAY A. BURSTELL, Financial Services Advisory, PricewaterhouseCoopers LLP (Moderator)

    Joseph Mrak III, President & CEO, FolioDynamix

    Peter Braden, Senior Consultant to DTCC, Smart Consulting, LLC

    1:25 - 2:00

     

    Alternative and Non-US Securities in UMA Accounts: Issues and Solutions

    Muthukumar Krishnan, Senior Principal, InfoSys, Banking and Capital Markets (Moderator)

    David Quirk, Director, Citisoft, Inc.

    AARON SCHUMM, Senior Vice President, FolioDynamix

    MARGARET R.A. PARADIS, Partner, Baker & McKenzie LLP

    2:00

     

    Conference Concludes




    Registration    Closed
         
    Location    

    Address   One Hanover Square (between Stone and Pearl Streets)
    New York, NY 10004  
    Direction

    From West Side Highway:
    Take West Side Highway to Battery Park. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

    From FDR:
    FDR South to Exit 1 (Battery Park, Staten Island Ferry), make right on Broad St. Make right at first traffic light on Water St., go 2 traffic lights to Hanover Square and make a left.

    From Brooklyn Battery Tunnel:
    When exiting tunnel, stay to the left of the traffic light and turn left at the light. When making the left turn, stay right (do not go into underpass), continue on to Battery Place. Make left on Battery Pl., continue until the street turns into State St., then continue for approximately 2 traffic lights and make a left on Hanover Square.

    From Broadway:
    Take Broadway South to Liberty Street, make a left on Liberty Street, Continue for 5 Blocks to Pearl Street. Make a right on Pearl Street, Take Pearl Street to Hanover Square

    From Brooklyn Bridge:
    2nd exit (FDR and Pearl St.) Make a right at traffic light. Take Pearl St. to Hanover Square.

    Subway:
    #2 or 3 to Wall St.
    #4 or 5 to Wall St. or Bowling Green
    #R or W to Whitehall St./South Ferry